Expertise

Compliance Services

Stuarts can advise on all aspects of financial regulatory compliance services to meet our client’s needs and legal and regulatory obligations.

AEOI Compliance Services

We assist with all aspects of automatic exchange of information (FATCA and CRS) classification and drafting supporting policies & procedures.

Compliance Policies & Procedures

We assist with creating and drafting requisite policies & procedures and manuals for clients to cover such matters as anti-money laundering, data protection, automatic exchange of information and governance manuals.

ISIN Registration

We assist clients with registering for International Securities Identification Numbers (ISINs) and listing securities on the Cayman Islands Stock Exchange for whom Stuarts is a listing agent.

AML Officer Appointments: AMLCO, MLRO and DMLRO

We provide anti-money laundering officers as well as compliance manuals for our clients.

Data Protection Services

We provide data protection advice and compliance manuals for our clients.

“Compact independent firm that remains a sound choice for funds counsel in the jurisdiction. Well versed in acting for fund managers, promoters and international investors, providing guidance on the structuring and formation of funds, portfolio transactions and regulatory compliance issues, as well as restructuring and litigation. Notable for its expertise in cryptocurrency funds and related investments.”
Publication Recognition - Chambers & Partners
Stuarts Humphries “impresses clients with its responsiveness, industry knowledge and value for money, especially when compared to some of the larger firms in the domicile.”
Publication Recognition - Legal 500
“Boutique firm offering prompt personal service and expertise covering a wide range of areas.”
“Very responsive team with wide knowledge on funds-related issues, including crypto funds.”
Fund Client Testimonial - IFLR 1000
“They are just phenomenal, the advice that they give strikes a real balance between business and legal issues, and they have real-world solutions instead of sitting in an ivory tower.”
Client Testimonial - Chambers & Partners
“The team gives prompt responses and is able to distill complex questions into easy-to-understand issue.”
Fund Client Testimonial - Legal 500
“The partners roll up their sleeves, take great pride in the work they do and go to great lengths to make themselves available.”
Client Testimonial - Chambers & Partners
“Stuarts Humphries, understands the complex issues we face and the firm offers substantial value in relation to the fees charged.”
Legal 500
“They are very thorough, knowledgeable and most importantly very responsive.”
Fund Client Testimonial - IFLR 1000
“Their strongest point is their customer service. They are incredibly responsive and helpful in meeting our deadlines.”
Fund Client Testimonial - Chambers & Partners
“They provide straightforward, practical advice and the level of attention we receive is very high. They are good at dealing with commercial matters in a commercial context.”
Legal 500

More Testimonials

News

Read all insights

VASP updates CIMA December 2024

Update to VASP Application, Rule and SoG

The Cayman Islands Monetary Authority (“CIMA”) has changed the application form for the registration of Virtual Asset Service Providers (VASPs) through the REEFS portal. Additionally, CIMA has issued an update to the Rule and Statement of...

cayman regulatory filing deadlines 2025

Cayman Regulatory Filing Dates for 2025

The scope of regulatory requirements in the Cayman Islands has increased significantly in recent years and requires Cayman-domiciled entities to meet ongoing regulatory filing requirements, in addition to other obligations as set out by the regulatory...

FATCA CRS Cayman Deadlines 2025

FATCA and CRS Reporting Deadlines 2025

Clients are reminded of the following important filing dates for Financial Institutions (FIs) under the CRS and FATCA Regime and Economic Substance regime filings with the Tax Information Authority in the Cayman Islands. Cayman Islands financial...

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Contact our office
- - Cayman Islands
  - - +1 (345) 949-3344
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